house rules


Definition
A broker/dealer's set of internal rules describing how customer accounts should be handled. They are intended to make sure that the firm complies with regulatory requirements and are usually more stringent than external rules require.

Related Personal Finance Articles

Loading...

house rules in the news

Loading...

house rules is ...

... part of the Brokerages subject.

Search volume for house rules

Browse by Letter: # A B C D E F G H I J K L M N O P Q R S T U V W X Y Z