Know Your Customer
Definition
A guideline stated or implied by various securities regulatory bodies which requires that brokers determine the suitability of investments for customers before making recommendations. also called Rule 405 or Suitability Rules.
 Cite this definition
Related Research Articles from the InvestorGuide.com University
Buying and Selling
Learn the best time to buy or sell an investment. Also suggests templates for investment analysis and transaction records.
Stock Regulations
Explore the ins and outs of the SEC, the NASD, and illegal insider trading.
The Stock Market
Learn the lingo of "the market," as well as theories about market behavior, such as random walk, behavioral finance theory, and what makes a market efficient.
Featured Sponsor
|
|
