Search for a term:

No-Action Letter


Definition
An SEC letter indicating that no civil or criminal action will be taken against an individual engaging in a particular activity; sent in response to a written request for clarification when the legality of the activity in question is not well-established.

Related Personal Finance Articles

Loading...

No-Action Letter in the news

Loading...

No-Action Letter is ...

... part of the Law & Estate Planning subject.

Search volume for No-Action Letter

Browse by Letter: # A B C D E F G H I J K L M N O P Q R S T U V W X Y Z