Registered Representative


An individual who is licensed to sell securities and has the legal power of an agent, having passed the Series 7 and Series 63 examinations. Usually works for a brokerage licensed by the SEC, NYSE, and NASD. also called account executive.

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He was a registered representative and we all thought he did a great job in his role and worked so hard.

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Mr. Jacobs had been advised not to buy securities from anyone other than a Registered Representative, or he might end up with legal problems.

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I was proud to be a registered representative, and I held a position of esteem and respect at the company I worked for, and my family was well provided for.

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