Series 6

Definition

Test that registers an individual to transact a limited set of securities. Specifically, a Series 6 registered individual cannot transact in corporate securities, direct participation programs, municipal securities, or option products. These individuals have more restrictions than Series 7 registered representatives.

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Related Terms

Series 63 -

Mentioned in these terms

series 65

Popular 'Brokerages' Terms

sell limit order
limit order
broker
investment bank
mark-to-market

account
purchase
buy limit order
underwriting
buying on margin

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Series 6 is ...

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Nearby Terms

serial correlation
serial redemption
series
series 22
Series 3
Series 6
Series 63
series 65
Series 7
series bond
Series E bond

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Review the unprecedented moves the Fed & Treasury took to bring the financial markets back from the precipice