Division of Market Regulation

Definition

A department within the SEC which regulates brokers and brokerage firms.

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Related Terms

Division of Enforcement -

Division of Investment Management - More

Division of Corporate Finance - More

Securities and Exchange Commission

Popular 'Brokerages' Terms

sell limit order
limit order
broker
investment bank
mark-to-market

account
purchase
buy limit order
underwriting
buying on margin

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Division of Market Regulation is ...

... part of the Brokerages subject.

Nearby Terms

dividends-received deduction
Division of Corporate Finance
Division of Enforcement
Division of Investment Management
division of labor
Division of Market Regulation
divisor
DJF
DJIA
Djibouti Franc
DKK