series 65


The license required in most states by the Uniform Securities Act which allows a person to act as an investment adviser.

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When I got my series 65 I felt a moment of pride as it finally dawned on me that my career dreams had finally come true.

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This guy keeps an office at the end of a dark alley in the seediest part of town; are you certain before you go see him about finances that he even got his Series 65?

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If you don't like exams, then maybe becoming an investment adviser is not for you; The North American Securities Administrators Associations requires that you take and pass the series 65 to hold that title.

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