associated person

Definitions (2)

1. In the securities market, anyone who is affiliated with a Nasdaq firm. The individual does not have to be registered with the NASD.
2. In the futures market, anyone who works with or is affiliated with a broker, advisor, futures commission merchant, or similar entity. This individual is required to be registered with either the Commodity Futures Trading Commission or the National Futures Association.

Use associated person in a sentence

You should try to make sure that you have a good associated person on your side to give you any new info.

​ Was this Helpful? YES  NO 3 people found this helpful.

The associated person was a broker that we had been using to conduct and facilitate our trades for the past twenty years.

​ Was this Helpful? YES  NO 11 people found this helpful.

He was an associated person with the Nasdaq firm and we were very happy to meet him and talk to him about different stuff.

​ Was this Helpful? YES  NO 4 people found this helpful.

Show more usage examples...

Browse Definitions by Letter: # A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
associated company association