associated person

Definitions (2)

1. In the securities market, anyone who is affiliated with a Nasdaq firm. The individual does not have to be registered with the NASD.
2. In the futures market, anyone who works with or is affiliated with a broker, advisor, futures commission merchant, or similar entity. This individual is required to be registered with either the Commodity Futures Trading Commission or the National Futures Association.

Use associated person in a sentence

You should try to make sure that you have a good associated person on your side to give you any new info.

​ Was this Helpful? YES  NO 3 people found this helpful.

The associated person was a broker that we had been using to conduct and facilitate our trades for the past twenty years.

​ Was this Helpful? YES  NO 7 people found this helpful.

He was an associated person with the Nasdaq firm and we were very happy to meet him and talk to him about different stuff.

​ Was this Helpful? YES  NO 11 people found this helpful.

Show more usage examples...

Browse Definitions by Letter: # A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
associated company association