associated person

Definitions (2)

1. In the securities market, anyone who is affiliated with a Nasdaq firm. The individual does not have to be registered with the NASD.
2. In the futures market, anyone who works with or is affiliated with a broker, advisor, futures commission merchant, or similar entity. This individual is required to be registered with either the Commodity Futures Trading Commission or the National Futures Association.

Use associated person in a sentence

You should try to make sure that you have a good associated person on your side to give you any new info.

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The associated person was a broker that we had been using to conduct and facilitate our trades for the past twenty years.

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He was an associated person with the Nasdaq firm and we were very happy to meet him and talk to him about different stuff.

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