financial regulation


The supervision of financial markets and institutions. For example, one of the duties of the SEC is to provide financial regulation over fair and standardized reporting of financial statements.

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You should try and always know how any financial regulation will make things more difficult on your company to do their business.

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The financial regulations implemented by the Dodd-Frank legislation following the 2007 financial crisis in part created an oversight panel to evaluate systemic risk.

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My attorney recently left his firm to go in-house at a major financial bank because he is an expert on financial regulation and will be able to guide their activities in the markets.

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financial ratios International Capital Market Association (ICMA)