Securities and Exchange Commission rules


Rules and regulations established, enforced, and altered by the Securities and Exchange Commission. These rules govern everything from fair trade practices to procedural requirements that all traders must follow. For identification purposes, rules established by the SEC often have a number and possibly a letter associated with the rule.
Browse Definitions by Letter: # A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
Securities and Exchange Commission Securities and Futures Authority