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Securities Enforcement Remedies and Penny Stock Reform Act of 1990
Definition
Federal legislation which gives the Securities and Exchange Commission the ability to assess civil penalties. If a broker is found guilty of violating a SEC rule, he or she may be charged a civil penalty depending on the severity of the violation.
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- Securities and Exchange Commission
- Securities and Exchange Commission rules
- Securities and Futures Authority
- Securities and Investments Board
- securities attorneys
- Securities Enforcement Remedies and Penny Stock Reform Act of 1990
- securities exchange
- Securities Exchange Act of 1934
- Securities Exchange of Thailand
- securities finance
- securities fraud
