Trading Terms and Definitions

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100% equities strategy
130-30 strategy
19c3 stock
2% rule
200-day moving average
30-day wash rule
52-week high
52-week low
529 prepaid tuition plan
90/10 strategy
A+/A1
A-/A3
AA+/Aa1
AAII
abandoned call
abandonment option
above the market
absolute breadth index (ABI)
absolute return index
access
accumulation
Accumulative Swing Index (ASI)
Acquired Fund Fees And Expenses (AFFE)
across the board
acting in concert
action
active investing
active investment management
active market
activity
actual market
additional voluntary contributions
adjusted basis
adjusted debit balance
advance
Advanced Computerized Execution System (ACES)
Advanced Detection System
advisory letter
advisory newsletter
after the bell
after-hours market close
after-hours trading
after-market performance
against the box
aged fail
agency cross
agency pass-through
agency trade
aggregate exercise price
aggregate risk
ahead of itself
ahead of you
alert
algorithmic trading
all or any part
all or none
All Ordinaries Index
alpha generation platform
alpha generator
alternative order
alternative trading system (ALT)
amateur investor
American Association of Individual Investors
American Stock Exchange
AMEX
Amman Stock Exchange
analyst meeting
Annual Percentage Yield
annualized holding period return
annuity ladder
annuity table
anonymous trading
anticipatory hedging
any part of order
APY
ArcaEx
Arizona Stock Exchange
ask
ask size
asked price
asked to bid / offer
asking price
asset play
asset-liability management
assignment
assignment of trade
asymmetric volatility
asymmetric volatility phenomenon (AVP)
at best
at or better
at the bell
at the close
at the figure
at the full
at the market
at the opening order
at the price stop-loss order
Athens Stock Exchange
auction market
Australian Securities Exchange
Australian Stock Exchange
AutEx
authorized participants
Automated Confirmation Transaction Service
Automated Forex Trading
Automated Order Entry System
automated pit trading
Automated Pricing and Reporting System
Automated Search And Match (ASAM)
automated stock trading
automatic execution
automatic exercise
autotrading
average daily float
average daily trading volume (ADTV)
average daily volume
average down
average shares outstanding
average true range
average up
away from the market
axe
back months
back on the shelf
back stop
back testing
back up
back up the truck
back-end value
backing away
backpricing
backtest
bad delivery
bailing out
baked in the cake
balance theory
Baltic Dry Index
bang for your buck
banking book
bargain element
bargain tax date
Barra's Performance Analysis
Barron's
barter
basis price
basis quote
basis trading
basket
basket of USD shorts
basket order
batch trading
BAX Contract
BEACON
bear
bear funds
bear market rally
bear tack
bear trap
bearish
beat the averages
beat the gun
before the bell
behind
bell
below market
benchmark error
Benjamin Method
Berne Exchange (BX)
Bernie Madoff
bespoke CDO
best ask
best bid
best-execution requirement
bias ratio
bid
bid away
bid size
bid tick
bid whacker
bid-ask quote
bid/ask spread
bidding buyer
bidding through the market
bidding up
Big Board
big figure
big producer
big uglies
bill discounting
bill-and-hold basis
black box trading
Black Market
black swan
Black-Litterman Model
blind bid
block
block call
block of shares
block positioner
block trade
blocked period
blocked securities
blowout
blue collar trader
blue room
Blue Sky Laws
Bo Derek stock
board broker
board lot
boiler room
Bolsa De Comercio De Santiago
Bolsa De Madrid
Bolsa De Mercadorias & Futuros
Bolsa de Valores de Lima (BVL)
Bolsa de Valores de Rio de Janeiro (BVRJ)
Bolsa De Valores De Sao Paulo
Bolsa Mexicana De Valores
Bolsas Y Mercados Espanoles
Bombay Stock Echange (BSE)
Bombay Stock Exchange
bond broker
bond laddering
bond ladders
Bond Market Association
bond market index
booking the basis
bookout
boomernomics
borrowed stock
Borsa Italiana
Boston Equity Exchange (BeX)
Boston Options Exchange (BOX)
Boston Stock Exchange
bottom
bottom fisher
bounce
Bourse De Montreal, Inc. (MX)
box
box-top order
bracketed buy order
bracketed sell order
breadth
break
break price
break-even point
breakaway gap
breaking the buck
breakout trader
breakpoint
Bremen Stock Exchange
BRIC Countries
broader market
broken date
broken lot
broker/dealer
Brownian motion
Brussels Stock Exchange
BSE Sensex
bubble
bubble theory
buck
Budapest Stock Exchange (BSE)
Buenos Aires Stock Exchange (BUE)
Buffett, Warren
bull
bull call spread
bull flattener
bull market
bull put spread
bull spread
bull steepener
bull straddle
bull trap
Bull/Bear Ratio
bulletin board
bulletin board stock
bullish
bunching
burn and churn
Bursa Malaysia
burst basket
butterfly spread
butterfly trade
buy
buy a bounce
buy and homework
buy break
buy in
buy limit order
buy long
buy low sell high
buy minus
buy minus order
buy on close
buy on opening
buy on the bad news
buy order
buy order imbalance
buy quote
buy signal
buy stop order
buy stops above
buy the book
buy the dips
buy the rumor; sell the news
buy to cover
buy weakness
buy-side analyst
buy-side research
buy-write
buyback
buyer's call
buyers/sellers on balance
buying climax
buying on margin
buying outright
buying the index
by-bidder
cabinet crowd
cabinet security
cabinet trade
CAD
calendar spread
call market
CAN SLIM
Canadian Exchange Group
Canadian Income Trust
Canadian Securities Administrators (CSA)
cancel
cancel order
capital allocation line (CAL)
capital gain
capital gains exposure (CGE)
capital gains tax
capital loss
capital market
capital market efficiency
capital protection
capital resource planning
capitalization method
capitulation
capping
capture ratio
Carl Icahn
carry grid
carry trade
carrying broker
carrying charge market
cash account
Cash Against Documents
cash and carry trade
cash buying
cash delivery
cash flow hedge
cash in
cash in lieu (CIL)
cash matching strategy
cash or title option
Cash Return on Capital Invested (CROCI)
cash sale
cash transaction
cashless exercise
casino finance
catch a falling knife
CBOE
CBOE Futures Exchange (CFE)
CBOE Nasdaq Volatility Index (VXN)
CBOT
Central Counterparty Clearing House (CCP)
central limit order book
centralized market
Certificate in Investment Performance Measurement (CIPM)
certificate of delivery
Certified Financial Planner
Certified Investment Management Consultant (CIMC)
Certified Investment Management Specialist (CIMS)
CFTC
change
Chartered Alternative Investment Analyst (CAIA)
Chartered Financial Analyst
Chartered Financial Consultant
Chartered Investment Council
Chartered Investment Counselor (CIC)
Chartered Mutual Fund Counselor (CMFC)
Chartered Portfolio Manager (CPM)
chasing the market
checking the market
cherry picking
ChFC
Chicago Board of Trade
Chicago Board Options Exchange
Chicago Mercantile Exchange
Chicago Stock Exchange
Chief Investment Officer (CIO)
China Investment Corporation (CIC)
Chinese Wall
choice market
choppy market
churning
CIC
CINS number
circuit breaker
circular trading
clear a position
clearing fee
Clearing House Electronic Subregister System (CHESS)
Clearing Member Trade Agreement
clearing price
Clearport eAccess
clientele effect
close
close a position
close location value (CLV)
close market
close out
closed economy
closed out
closed-end management company
closed-market transaction
closet indexing
closing bell
closing price
closing purchase
closing quote
closing sale
closing tick
CME
CME Group
CNBC
cockroach theory
Coffee, Sugar, And Cocoa Exchange (CSCE)
coiled market
collar
collective investment scheme
Colombo Stock Exchange
combination
come in
COMEX
commission
Commitments of Traders (COT)
Commodities Exchange Center
Commodities Exchange Inc. (COMEX)
Commodities Futures Exchange
commodity ETF
Commodity Exchange
Commodity Futures Modernization Act of 2000
commodity indices
Commodity Selection Index (CSI)
commodity trading
common shareholders
comparative credit analysis
comparison universe
competition ahead
competitive
competitive market maker system
competitive underwriting or sale
compliance
compound return
compustat
computerized market timing system
Computerized Trading Reconstruction System
conditional call
conditional order
conditional value at risk (CVaR)
condor
confirmation
congestion
Consolidated Quotation System
Consolidated Quote System (CQS)
Consolidated Tape Association (CTA)
Consolidated Tape Plan (CTP)
Consolidated Tape System (CTS)
contingency order
contingent order
continuous market
continuous quotation system
continuous trading
contra broker
contra market
contract broker
contract for difference
contract size
contramarket
control premium
convenience yield
conversion arbitrage
Convertible 100
convertible arbitrage
convertible bond arbitrage
Copenhagen Stock Exchange (CSE)
copula
core and satellite
core liquidity provider
core plus
cornering the market
Corporate And Criminal Fraud Accountability Act
Corporate Securities Limited Representative
Corporate Trade Exchange (CTX)
Corporate Trade Payment (CTP)
correction
corrective waves
correlation swap
correlation trading
coskewness
cost of capital
cost of carry
cost of delay
Council of Institutional Investors (CII)
countermand
countertrend strategy
countertrend trading
country risk premium (CRP)
cover
cover on a bounce
cover on approach
covered call
covered combination
covered interest rate parity
covered option
covered put
covered straddle
crash
credible signal
credit balance
Credit Support Annex (CSA)
cross
cross border risk
cross-currency transaction
crossed trade
crossing session
crossover point
crowd funding
crowd trading
cum rights
curb
curbs in
curbs out
currency binary
currency carry trade
currency day trading system
currency hedging
currency market
currency trading platform
currency trading software
Cushion Theory
custody only trading
customer margin
cutoff point
cyber investing
cyclical market
daily chart
daily cut off
daily high
daily list
daily low
Dalal Street
Dalian Commodities Exchange (DCE)
dark cloud cover
dark liquidity pools
dark pools
dark trading
dash to trash
DAX
DAX 100
day around order
day cycle
day order
day trade
day trader
daylight trade
dayrate volatility
DCF
dead cat bounce
dead money
deal blotter
deal slip
deal ticket
dealer option
dealing board
dealing desk
death play
December effect
decentralized market
decimal trading
decimalization
decline
dedicated portfolio
dedicated short bias
deep market
deer market
defensive buy
defensive stock
deferred load
deficit spending units
dehedge
delayed
delayed delivery
delayed opening
deliverable instrument
delivery option
delta cross hedge
delta neutral
demo account
deposit/withdrawal at custodian (DWAC)
Depository Trust and Clearing Corporation (DTCC)
depressed price
depth of market
derivative market
derivatives transaction execution facility (DTEF)
desk trader
desktop ticker
destabilizing speculation
detachable warrant
devolvement
difference check
differential
diffusion index
digits deleted
dip
direct access trading
direct holding system
direct market access
Direct Stock Purchase Plan
directed order
directional trading
Dirks test
discount yield
discounted after-tax cash flow
discounted basis
discounted in/by market
discounting the news
discretionary account
discretionary order
disparity index
display book
distribution area
distribution in kind
divergence
diversified
Division of Corporate Finance
divisor
DNR
do not increase (DNI)
Do Not Reduce
doing the reverse desk
Dojima Rice Exchange
dollar carry trade
dollar volume
dollar-weighted rate of return
domestic market
Domini 400 Social Index
don't fight the tape
don't know
double auction market
double up
double witching hour
Dow Jones & Company
Dow Jones CDX Indexes
down volume
downside deviation
downside protection
downside risk
downtick
downtick volume
downtrend
drawdown
drop
DSP
dual listed
dual listing
dual trading
due bill
dummy shareholder
Dutch tulip bulb market bubble
dynamic hedging strategy
E-Trade
each way
EAFE
ECN
ECN broker
economic calendar
EDGAR Online
effective sale
efficient capital market
Efficient Market Theory
efficient set
efficient surface
either-or order
electronic blue sheet
Electronic Communication Network
electronic currency trading
Electronic Quotation Service
electronic trading
electronic trading system
elephant
Emerging Markets Free Index
emotional appeal
emotional neutrality
Empty Head and Pure Heart Test
EMTA
end of day order
energy derivatives
energy sector
energy trust
enhanced indexing
Enronitis
entity trading account
envelope
envy ratio
equal percentage contribution rule (EPCOR)
equal shares swap
equity curve
equity market
equity unit investment trust
escrow receipt
ETF
ETF wrap
Eurex US
Euronext Lisbon
European best bid and offer (EBBO)
even lot
even spread
even up
event study
ex-all
exante return
excess margin deposit
excess returns
exchange
exchange distribution
exchange offer
Exchange Traded Fund
excluded commodity
execution
exempt commodity
exempt transaction
exercise assignment
exercise date
exercise notice
exercise price
exercise settlement amount
exhaustion gap
exit
exit strategy
exotic
exotic option
experimental finance
expiration Friday
extendable bond
extended blue room
extended hours trading
extended trading
extraordinary dividend
facilitation
factor analysis
factor model
factor portfolio
fade
fail
fail position
fail to deliver
fail to receive
fair market value
fair trade investing
fair value
fair weather fund
fairly valued
fakeout
fall out of bed
falling knife
fast market rule
fast tape
Fed model
federal agency bond
Federal Call
fee-based investment
Fibonacci arcs
Fibonacci Time Zones
fictitious trading
Fidelity Investments
fiduciary abuse
fiduciary negligence
fifty percent principle
fighting the tape
fill
fill or kill
filled
filter rule
financial cooperative
Financial Industry Regulatory Authority
financial literacy
financial management
financial market
financial plan
financial portal
financial pyramid
financial service authority (FSA)
financial supermarket
financial tables
FINRA BrokerCheck
firm order
five hundred dollar rule
fixed dates
fixed income instruments
fixed income market
fixed-income arbitrage
fixed-income assets
flash
flash crash
flash trading
flat
flat market
flat on a failure
flat price risk
floating security
floating supply
floor
floor official
floor ticket
flow derivative
fluctuate
flurry
focus list
focus report
foreign exchange spot trading
foreign institutional investor (FII)
Forex arbitrage
forex EA
forex scalping
Forex signal
forex swap
Forex system trading
forex trader
forex trading
forex trading robot
Form 13D
Form 13G
forward
forward booking
forward commitment
forward delivery
forward premium (or discount)
forward spread agreement
forward trade
forward trading
fourth market
fractional discretion order
Frankfort Stock Exchange (FRA)
Frankfurter Werpapierborse (FWB)
free delivery
free float
free riding
free to trade
free trade agreement
freed up
freely floating system
frictionless market
front running
fulcrum fee
full lot
fully invested
fun money
fundamentally weighted index
FUTOP
futures bundle
futures exchange
futures markets
futures spread
futures strip
futures trading
gain
gaming
gap
gap down
gap opening
gap up
gapping
garage
gather in the stops
gilt-edged market maker
ginzy trading
GLOBEX
going long
going short
gold brick
goldbug
good for the day order
good this month (GTM)
good this week (GTW)
good through
Good Til Canceled
good-this-month order (GTM)
good-this-week order (GTW)
Graham and Dodd
Graham and Dodd Method of Investing
graveyard market
great call
greensheet
grid trading
gross yield
group rotation
growth at a reasonable price (GARP)
growth strategy
GTC
guilt-edged investment
gun jumping
gunslinger
gut spread
H
Hague Securities Convention
Halloween Strategy
hammering the market
hard call protection
hard stop
Hart-Scott-Rodino Act of 1976
Harvard MBA Indicator
Haurlan index
head trader
headline risk
heavy market
hedge
hedge exemption
hedged tender
hedgelet
hedger
held
held at the opening
hiccup
hidden values
high
high beta index
high close
high-yield investment program (HYIP)
highs
historical trading range
historical volatility
hockey stick
holder
holding the market
HOLDR
holiday effect
Hollywood Stock Exchange (HSX)
home run
Hong Kong Exchanges and Clearing Limited (HKEx)
Hong Kong Monetary Authority Investment Portfolio (HKMA)
Hong Kong Stock Exchange (HKG)
horizon
horizon analysis
horizon return
horizontal price movement
hot stock
house call
hub and spoke structure
Hulbert Rating
hung up
hunkering down
hybrid instrument
Icahn lift
iceberg order
Iceland Stock Exchange (ICEX)
IDEM
identify shares
if done order
illiquid
imbalance of orders
immediate settlement
impact day
imperfect market
implementation shortfall
imputed value or imputed income
in and out
in street name
in sympathy
in the tank
in-and-out trader
inactive post
incestuous share dealing
index
index arbitrage
index investing
index roll
index shares
indication pricing schedule
indicative price
indirect diversification benefits
individual investor
industry bet
inefficient portfolio
inflation swap
inflation-adjusted return
information-motivated trades
informationless trade
initial margin
initiate coverage
inside bid
inside day
inside days
inside information
inside market
inside spread
insider holdings
insider trading
Insider Trading and Securities Fraud Enforcement Act of 1988
Insider Trading sanctions Act of 1984
installment sale
Instinet
institution
institution or institutional investor
institutional broker
institutional investor
Institutional Shareholder Services (ISS)
institutionalization
Intercontinental Exchange (ICE)
Interest Equalization Tax (IET)
interest-on-interest component
Intermarket Surveillance Information System (ISIS)
Intermarket Trading System
internal market
international arbitrage
International Capital Market Association (ICMA)
international clearing system
international market index
International Organization of Securities Commissions (IOSCO)
International Petroleum Exchange (IPE)
International Securities Association for Institutional Trade Communication (ISITC)
International Securities Exchange (ISE)
International Securities Market Association (ISMA)
International Security Market Association (ISMA)
international standards organization (IOS)
international trade
internet investing
interpositioning
intraday
intraday intensity index
intraday position
inverted spread
invest
investee
investing
investing cash flow
investing sage
investment
investment account
investment adviser
Investment Adviser Registration Depository
Investment Advisers Act
Investment Advisors Act of 1940
investment advisory service
investment analysis
investment analyst
investment appraisal
investment boutique small
investment certificate
investment club
Investment Company Institute (ICI)
Investment Corporation of Dubai (ICD)
investment counsel
Investment Counsel Association of America (ICAA)
investment holding company
investment horizon
investment income
investment management
investment management association
investment management company
investment manager
investment mix
investment planning
investment portfolio
investment return
investment risk
investment software
investment strategy committee
investor
investor awareness
Investor Protection Act
investor protection trust
investor's equity
Investors Business Daily (IBD)
Investors Service Bureau
involuntary cash-out
IO (interest-only) security
Irish Stock Exchange (ISE)
iron butterfly
irrational exuberance
ISEE Sentiment Indicator
iShares
issued and outstanding
issuer-paid research
ITS
Jakarta Stock Exchange (JSE)
January Barometer
Jensen index
jitney
jobber's turn
Johannesburg Stock Exchange (JSE)
JSE Limited
jumping the gun
justified price
K
Kaffirs
Kansas City Board of Trade (KCBT)
key reversal day
kill
ladder option
large trader
last
last sale
last trading day
last-sale reporting
late trading
layered fees
league tables
legacy hedge
legal transfer
legging-out
legislative risk
let your profits run
Level 1 asset
Level 2 asset
Level 3 asset
Level I quotes
Level I, II, III
Level II quotes
Level III quotes
leverage clientele
leverage trading
leveraged investment company
leveraged stock
liability matching
life income plan
lifestyle fund
lift a leg
lifting a leg
limit if touched (LIT)
limit on open (LOO)
limit order
limit order information system
limit price
limit-on-close order
limited discretion
limited discretionary account
limited liability
limited trading authorization
linkage
liquid fund
liquid market

liquid position
liquidating market
liquidation level
liquidation margin
liquidity event
liquidity premium theory
Little Board
LMV
load spread option
loan crowd
loan participation note (LPN)
local bill
lock-limit
locked market
lockup period
London Metal Exchange
London spot fix
London Stock Exchange (LSE)
long coupon
long jelly roll
Long Market Value
long position
long put
long squeeze
long term capital gains
long-term financial plan
long-term growth (LTG)
long-term investor
look through
loop order
losing your shirt
loss
loss psychology
loss sale
lot
low
low exercise price option (LEPO)
low volume pullback
lows
Machiavellian
maintenance call
maintenance margin requirement
maintenance of accounts
Malaysia Commodity Exchange (MCE)
managed account
management
manipulation
manual execution
manual trader
margin
margin account
margin buying
margin call
margin closeout
margin level
margin rate
margin requirement
margin security
margin trading
marginable stock
mark to model
mark-to-market
markdown
market
market basket
market bias
market breadth
market break
market bubble
market capital
market center
market close
market correction
market cycle
market data
Market Eye
market holidays
market if touched order
market index
market indicator
market inefficiency
market is off
market is up
market jitters
market manipulation
market maven
market microstructure
market not held order
market on close order
market on open order
market opening
market order
market overhang
market price
market psychology
market quote
market return
market risk
market sentiment
market standoff agreement
market surveillance
market sweep
market swoon
market thrust
market timer
market timing
market timing costs
market tone
market value
Market Volatility Index
market-neutral investing
market-on-close order
market-share weighted index
market-value weighted index
market-with-protection order
marketability
marketweight
marking up or down
markup
married put
martingale system
master-feeder fund
mat hold pattern
match
matched and lost
matched bargain
matched order
matching strategy
material amount
material insider information
Matif SA
maximum price fluctuation
medallion service guarantee
median market cap
Meff Renta Fija
Meff Renta Variable
mega cap
members' short sale ratio
memorandum account
Mercato Italiano Futures (IMF)
Mexican Stock Exchange
middle office
Milan Stock Exchange (MIL)
minimum fluctuation
minimum price contract
minimum-variance portfolio
Minneapolis Grain Exchange (MGEX)
minus tick
misappropriation theory
mismatch risk
missing the market
mixed account
mixed market
mixed straddle
mock trading
modified following
momentum
momentum investing
momentum player
momo play
Monday effect
money flow
money manager
money market account
money market deposit account
moneyness
Monthly Income Plan (MIP)
Monthly Investment Plan (MIP)
Montreal Exchange (MX)
Morningstar, Inc.
Moscow Interbank Currency Exchange (MICEX)
most active
movement
MRQ
MSCI
multi-asset class
multi-discipline account
multilateral trading facility (MTF)
multirule system
Munich Stock Exchange (MUN)
musawamah
must be filled (MBF)
mutual offset
NAFTA
Nagoya Stock Exchange
NAIC
naked position
narrow market
narrowing the spread
NASD Dispute Resolution, Inc.
Nasdaq
Nasdaq Composite Index
Nasdaq Intermarket
Nasdaq Small Cap Market
NASDAQ-100
National Association of Investors Corporation
National Association of Securities Dealers Automated Quotations system
national best bid and offer
National Investor Relations Institute (NIRI)
National Market Advisory Board
National Market System
National Quotation Bureau
National Registration Database (NRD)
National Securities Markets Improvement Act Of 1996 (NSMIA)
National Securities Trading System (NSTS)
National Stock Exchange (NSX)
National Stock Exchange of Australia (NSX)
National Stock Exchange of India (NSE)
negative carry pair
negative duration
negative gearing
negative obligation
Negative Volume Index
neglected firm effect
negotiated commission
Negotiated Dealing System (NDS)
negotiated market
net asset value arbitrage
net change
net position
net proceeds
net sales transaction
net short
net transaction
net transaction exposure
net volume
net yield
Network A
Network B
neutral
New European Exchange (NEWEX)
new high
New York Board of Trade (NYBOT)
New York Futures Exchange
New York Mercantile Exchange (NYMEX)
New York Stock Exchange
New Zealand Exchange Limited (NZX)
newsletter
Next Day Settlement
Nikkei Index
Nikkei Stock Average
no book
no limit order
noise trader
noise trader risk
nominal quotation
non-clearing member
non-client order
non-correlated assets
non-directed order
non-open market
non-renounceable rights
non-security
nonaccredited investor
noncommercial trader
nondiversifiable risk
Norex
normal investment practice
normal market size
North American Free Trade Agreement
note auction
note notice
notice filing
NPV
NVI
NYFE
NYSE
NYSE Arca
NYSE Composite Index
NYSE Euronext
NYSE Group
October Effect
odd lot
odd lot buy/sell ratio
odd lotter
odd-lot dealer
OEX
off-board
off-floor order
off-the-run Treasuries
offer
offered market
offset
offshore investment
OMX
on a clean up
on close
on margin
on open
on stream
on the close order
on the opening
on the sidelines
on-floor order
one cancel all order
one cancels other order
one man picture
one night stand investment
one-decision stock
one-way market
Onechicago, LLC
online trading
Ontario Securities Commission (OSC)
opd
open
open depending on the floor
open joint stock company
open market
open market purchase
open market transaction
open on the print
open order
open outcry
open position
open repo
open trade equity
opening
Opening Automated Reporting System (OARS)
opening bell
opening block
opening purchase
opening sale
operationally efficient market
opportunity set
optimal portfolio
option disclosure document
option exchange
option strategy
options market
options trading
or better
order
Order Audit Trail System (OATS)
order book official
order imbalance
order management system (OMS)
order room
order splitting
orderly market
organized securities exchange
original face
original margin
Oslo Bors (OSE)
OTC
OTC Bulletin Board
OTCBB
out trade
outside day
outside market
over the counter margin stock
over the counter market
Over-the-Counter
overextension
overhang
overlap the market
overnight position
overnight repo
overreaction
overseas investment exchange
overstay
overtrading
overweight
overweighted
Pacific Exchange (PX)
Pacific Stock Exchange (PCX)
painting the tape
pairoff
panic buying
panic selling
paper asset
paper loss
paper profit
paper trading
Pareto improvement
Paris Stock Exchange (PAR)
parking
partial delivery
partial fill
participate but do not initiate
passive activity loss (PAL)
passive investment management
pattern day trader
payback
peak
peak-to-valley drawdown
PEG payback period
pegging
Penny Stock Reform Act of 1990
percentage order
perfect competition
performance attribution analysis
performance drag
periodic payment plan certificate
permanent portfolio
Philadelphia Board of Trade (PBOT)
Philadelphia Stock Exchange
Philippine Stock Exchange
picture
piggybacking
pipette
pit broker
play
playing the market
plunge
plus tick
plus tick rule
point balance
PORTAL
portfolio
portfolio analysis
portfolio beta score
portfolio effect
portfolio expected return
portfolio immunization
portfolio internal rate of return
portfolio management
portfolio margin
portfolio opportunity set
portfolio pumping
portfolio reinsurance
portfolio restructuring
portfolio risk
portfolio runoff
portfolio separation theorem
portfolio tracking
portfolio transaction costs
portfolio turnover
portfolio turnover rate
portfolio variance
posit
position
position building
position limits
position sheet
position sizing
position trading
Positive Volume Index
post
Post Execution Reporting System (PERS)
post-trade processing
posted price
Prague Stock Exchange
pre-market
pre-sold issue
prearranged trading
Presidential Election Cycle Theory
price change
price gap
price immunization
price improvement
price persistence
price range
price risk
price swap derivative
price target
price tension
price transparency
price-weighted index
price/volume chart
priced out
primary exchange
primary listing
principal trade
principal-protected note (PPN)
print
priority
Private Wealth Management (PWM)
proceeds sale
profit forecast
profit range
profit-taking
profit/loss ratio
project portfolio management (PPM)
proprietary trading
protective stop
protest divestment
Prudent Investor Act
Prudent Man Rule
PSLRA
public book
purchase
purchase and sale agreement
purpose loan
put/call ratio
PVI
pyramid scheme
pyramiding
QQQ
quadruple witching hour
Qualified Domestic Institutional Investor (QDII)
Qualified Eligible Participant (QEP)
qualified institutional investor
Qualified Professional Asset Manager (QPAM)
Qualified Special Representative Agreement (QSR)
quality spread differential (QSD)
Quant Fund
quantitative trading
quarter
quarterly income debt securities (QUIDS)
quick turn
quid pro quo
quotation
quotation board
quote
quote size
quote stuffing
quote ticker
radar alert
raid
rally
range
ranking
rate of return
reaction
reading the tape
real estate operating company (REOC)
real gain or loss
real rate of return
real-time
real-time trade reporting
realize
realized
realized profit
rebate
rebound
recapture
receive against payment
receive versus payment
recognized loss
recommendation
redeem
redemption
redemption mechanism
reduced spread
regional exchange
registered competitive market maker
registered equity market maker
registered exchange
Registered Investment Adviser
registered options trader
registered principal
registered secondary offering
registered trader
regret theory
regular-way trade
Regulation G
Regulation T
Regulation U
regulatory risk
reinvestment
reinvestment rate
reinvestment risk
relative strength
remargining
reopening
replacement risk
repo
reporting level
reprice
repurchase agreement
requote
restricted account
restricted list
retail investor
retracement
retracement levels
retreat
return
return if unchanged
Reuter dealing
Reuters
revaluation rate
reversal
reversal arbitrage
reverse cash-and-carry-arbitrage
reverse hedge
reverse repo
reverse repurchase agreement
reversing trade
RIA
rigged market
ring
Rio hedge
Rio trade
risk
risk adjusted return
risk and return
risk rate
risk-averse investor
risk-free asset
risk-reward ratio
riskless asset
riskless principal
riskless rate of return
riskless transaction
rogue trader
Roll's critique
rotation
round lot
round trip commission
round trip trade
round trip transaction costs
routing
royalty unit
Rule 10b-6
Rule 13d
Rule 144
rule 144a
rule 2790
Rules of Fair Practice
rumortrage
runoff
Russell 1000 index
Russell 2000
Russell 3000
Russian Trading System (RTS)
S&P 100
S&P 500
S&P phenomenon
safety-net return
Saitori
sales charge
sales fee
Same Day Funds Settlement
samurai market
Santa Claus rally
Santiago stock exchange (SSE)
Sao Paolo stock exchange (SAO)
scale in
scale order
SCC
Schedule 13d
Schedule C
scienter
seagull option
seat
SEC
SEC fee
secondary listing
secondary market
secondary market trend
secondary mortgage market
Section 31 fee
sector
sector rotation
secular market
securities
Securities Act of 1933
Securities Acts Amendments of 1975
Securities and Exchange Board of India (SEBI)
Securities and Exchange Commission
Securities and Exchange Commission rules
securities attorneys
securities exchange
Securities Exchange Act of 1934
securities fraud
Securities Industry Association
securities market
security
security analysis
SEDOL
seek a market
selective disclosure
self-directed portfolio
sell
sell limit order
sell off
sell on close
sell on opening
sell order
sell order imbalance
sell out
sell plus
sell short
sell signal
sell stock
sell the book
sell to close
seller's market
selling away
selling climax
selling flat
selling hedge
selling into strength
selling shareholders
selling short
selling short against the box
selloff
SENAF
sensitivity
sentiment
Series 3
Series 7 license
session
session price
set-up hedge
settlement
settlement agent
settlement date
settlement period
settlement price
settlement statement
Shanghai Stock Exchange (SSE)
share
share price
Shenzhen Stock Exchange (SHZ)
shock absorber
short
short and distort
short cover
short covering
short exempt
short interest
short interest ratio
short interest theory
short position
short purchase
short sale
short sale rule
short sell
short squeeze
short swing profits
short swing rules
short tender
short the basis
short-seller
short-short test
shortfall risk
shorting
shorting against the box
SIA
side pocket
side-by-side trading
sidecar investment
sideways
sideways market
signaling approach
signature guarantee
significant order
simulated trading
Singapore Exchange (SGX)
skip-day settlement
skirt length theory
skittish market
skyrocket
Sld Last Sale
slippage
slow market
slow stochastic
sluggish economy
small investor
Small Order Execution System
small trader
smart money
snowballing
soaring markets
soccer mom indicator
socially responsible investment (SRI)
SOES
soft call provision
soft stop order
sold-out market
sophisticated investor
South African Futures Exchange (SAFEX)
South Sea Bubble
special bid
special purpose acquisition company (SPAC)
specialist block purchase and sale
specialist market
specialist short sale ratio
specialist's short-sale ratio
speculate
speculation
speculation index
speculative
speculative capital
speculative company
speculative flow
speculative gains
speculative position limits
speculator
spike
split block pricing
split close
split order
spoofing
Sports Illustrated swimsuit issue indicator
spot trade
spread
spread betting
spread position
spread to worst
squawk box
SS1
stake
standalone risk
Standard & Poor's 100
Standard & Poor's 500
standard portfolio analysis of risk (SPAN)
standing
State Street Investor Confidence Index
statement shock
steenth
step-out trading
sterile investment
sticky downward
stock ahead
Stock Clearing Corporation
stock exchange
Stock Exchange of Hong Kong (SEHK)
Stock Exchange of Singapore (SES)
Stock Exchange of Thailand (SET)
stock index
stock jockey
stock manipulation
stock market
stock market crash
stock market game
stock market index
stock position
stock replacement strategy
stock screening
stock selection strategy
stock simulator
stock symbol
stock ticker
stockbroker
stockjobber
stop and reverse
stop hunting
stop order
stop out
stop price
stop-limit order
stop-loss
stop-running
stopped order
stopped out
stopped stock
story stock
straight-through processing
Straits Times Industrial Index
street book
street broker
street name
street sweep
streetable
strike index
strike price
strong sell
structured investment product (SIP)
structured investment vehicle
Stuttgart stock exchange (STU)
Stutzer index
style investing
subject market
subscribe
subscription warrant
subsequent offering
successor position
sun outage
sunshine trade
Super Designated Order Turnaround System
supermontage
supervisory analyst
surveillance department
suspended trading
swap dealer
sweep-to-fill order
swing option
swing trader
swing trading
Swiss Exchange (SWX)
symbol
symmetrical triangle
synthetic call
synthetic short stock
systematic risk
systematic risk principle
systematic trading
T+3
tail risk
Taiwan Stock Exchange (TSEC)
Taiwan Stock Exchange Corporation (TSEC)
take
take a bath
take a position
take a swing
take delivery
take profit order
take profits
take the offer
tape
tape is late
taping rule
target investment mix
target price
targeted registered offerings
tax arbitrage
tax loss harvesting
tax selling
tax swap
tax-loss selling
technical analyst
technical correction
technical indicator
technician
Tel-Aviv Stock Exchange (TASE)
temporary investment
term repo
terminal market
terminal value
The Street
thin market
thinly traded
third market
threshold list
tick
tick index
tick indicator
tick test
tick volume
tick-test rules
ticker
ticker symbol
ticker tape
tier
tight market
tilted portfolio
timberland investment
time and sales
time horizon
time in force
time order
time stop
timing the market
tip
tip from a dip
Tokyo Commodity Exchange
Tokyo Financial Exchange (TFX)
Tokyo Grain Exchange (TGE)
Tokyo Stock Exchange
Tokyo Stock Price Index
top
top holdings
top out
Toraku Index
Toronto Stock Exchange
tortoise rally
total dollar return
total return
total return index
total return swap
total volume
tout
tracking
trade
trade bloc
trade bust
trade date
trade or fade rule
trade price response
trade through rule
trader
trading
trading ahead
trading arcade
trading book
trading costs
trading curb
trading day
trading dividends
trading effect
trading floor
trading halt
Trading Hours
trading platform
trading post
trading profit
trading range
trading session
trading strategy
trading unit
trading volume
trailing stop loss
transaction
transaction costs
transfer
transparency
transparent market
Treasury real yield curve
Treasury real yield curve rates
Treasury yield curve
trend analysis
trend reversal
trend trading
trending market
triangular arbitrage
trigger
trigger line
triple top
triple witching day
triple witching hour
trough
TSX Group
TSX Venture Exchange
turkey
turnaround
twisting
two-sided market
two-way market
two-way trading
ulcer index (UI)
ultimate oscillator
unauthorized investment
underinvestment problem
undermargined account
undersubscription
underweighted
undiversifiable risk
uneven lot
Unified Managed Account (UMA)
unified managed household account (UMHA)
Uniform Prudent Investor Act (UPIA)
unit of trade
unit of trading
Universal Market Integrity Rules (UMIR)
unlimited liability
unlisted
unlisted stock
unlisted trading
unload
unquoted public company
unrealized
unrealized profit
unrecognized gain
unsuitability
unwind
up volume
upstairs market
upstairs trade
upswing
uptick
uptick rule
uptick volume
uptrend
value line index
Value Line, Inc.
Vancouver stock exchange (VAN)
variable price limit
variation margin
VIX
VIX option
volatile
volatile market
volatility arbitrage
volatility ratio
volatility swap
volume
volume deleted
volume moving average
volume rate of change
Volume Weighted Average Price
voluntary plan
VWAP
wall
Wall Street
Wall Street Journal
wanted for cash
warrant
Warsaw Stock Exchange (WSE)
wash sale
wasting asset
weak market
weekend effect
weekly chart
weighted close
whale watching
when issued
when, as, and if issued
whipsaw
wide market
wide opening
wide-ranging day
widow maker
Wiener Börse Ag
wild card option
Wilshire 5000 Equity Index
win/loss ratio
window settlement
winner's curse
Winnipeg Commodity Exchange (WCE)
wire room
witching hour
workable indication
workout market
write out
writing naked
wt
Xetra
year-end price
yen carry trade
Z-spread
Zaraba method
zero downtick
zero uptick
zero-minus tick
zero-plus tick
zeta
zig zag
zone of resistance
zone of support
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